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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2011-03-03 |
| TX | RA | APPROVED | 2009-03-11 |
Branch Locations
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Phoenix | AZ | 03/2009 | Present |
| City National Bank | Phoenix | AZ | 08/2019 | Present |
(1) MOQUI RANCHETTES HOA; ADDRESS: 21436 N. 20TH AVE PHOENIX, AZ 85027; BUSINESS DESCRIPTION: HOMEOWNER'S ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 11/01/2013; CAPACITY: TREASURER; DUTIES: HOMEOWNER'S ASSOCIATION; HOURS DEVOTED PER WEEK: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (2) MARICOPA COUNTY SHERIFF'S OFFICE - COMMUNITY OUTREACH POSSE; ADDRESS: 3219 E. CAMELBACK RD. STE 464, PHOENIX, AZ 85018; BUSINESS DESCRIPTION: FUNDRAISING; NOT INVESTMENT RELATED; START DATE: 06/11/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) MARICOPA COUNTY SHERRIF'S OFFICE MEMORIAL FUND; ADDRESS: 3325 WEST DURANGO STREET, PHOENIX, AZ 85009; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT; CAPACITY: OFFICE, DIRECTOR; START DATE: 12/12/2018; DUTIES: CAPITAL CAMPAIGNS, COMMUNICATION WITH MCSO, DISBURSEMENT OF RESOURCES FOR FALLEN OFFICERS FAMILIES; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (4) NAME OF ENTITY: HUNTER GRACE LLC; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: FAMILY HOLDING CO; CAPACITY: OWNER-ACTIVE; START DATE: 02/2007; DUTIES: MANAGE THE LLC AND THE ASSETS IT HOLDS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (5) NAME OF ENTITY: Arizona Elk Society ADDRESS: 7773 W Golden Ln, Peoria, AZ 85345 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Sep 30, 2025 CAPACITY: Board of Directors DUTIES: Support organizational efforts HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours 6) NAME OF ENTITY: Maricopa County Sheriff's Office - Sheriff's Advisory Council ADDRESS: 2390 E. Camelback Rd. Suite 100 Phoenix, AZ 85016 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Raising funds for fallen officer families CAPACITY: Board of Directors START DATE: 06/18/18 DUTIES: Ideas for fundraising and public awareness HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (7) NAME OF ENTITY: Family Office Exchange, Inc. ADDRESS: 100 S. Wacker Drive, Suite 800, Chicago, IL 60606 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 20, 2026 CAPACITY: Committee/Council Member DUTIES: Professional development. HOURS DEVOTED PER MONTH: <5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (8) NAME OF ENTITY: Advisorhub LLC ADDRESS: 10 N Pendleton Street, Building C, Suite 110, Middleburg, VA 20118 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Nov 17, 2025 CAPACITY: Committee/Council Member DUTIES: Strategic insights on editorial, product, and service development. HOURS DEVOTED PER MONTH: <1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-17 |
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