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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-02-23
FL RA APPROVED 2022-02-19
  • PA RA
    APPROVED
    Since 2022-02-23
  • FL RA
    APPROVED
    Since 2022-02-19

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

1525 International Parkway Ste 2021, Lake Mary, FL 32746 • United States

Yardley, PA • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Lake Mary FL 07/2016 Present
Mml Investors Services, Llc Lake Mary FL 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Lake Mary, FL
  • 03/2017 → Present
    Lake Mary, FL
Previous Registrations
  • 2010-10-19 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-06-21 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1)NAME: WAYNE BARTOLACCI INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE & LONG TERM CARE INSURANCE POSITION: AGENT START: 04/2012 NO HRS: 5 NO HRS DUR TRADING: 5.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-25
  • S63 Uniform Securities Agent State Law Examination
    1992-06-25

View on SEC IAPD

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