Roy E Mcclung

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2018
  Scottrade Inc.
  Avondale, AZ
• 03/2018 → 08/2019
  Td Ameritrade, Inc.
  Scottsdale, AZ
• 11/2019 → 06/2020
  Usaa Financial Advisors, Inc.
  Phoenix, AZ
• 11/2019 → 07/2020
  Usaa Investment Services Company
  Phoenix, AZ
• 11/2019 → 07/2020
  Strategic Staffing
  Phoenix, AZ
• 07/2020 → Present
  Charles Schwab & Co., Inc
  Phoenix, AZ

Previous Registrations

• 2019-11-21 → 2020-07-22
  Usaa Investment Services Company
  Phoenix, AZ
  Phoenix, AZ
  Colorado Springs, CO
• 2018-03-19 → 2019-08-14
  Td Ameritrade, Inc.
  Birmingham, AL
• 2018-03-19 → 2019-08-14
  Td Ameritrade Investment Management, Llc
  Birmingham, AL
  Birmingham, AL
• 2016-07-14 → 2018-03-13
  Scottrade Investment Management
  Saint Louis, MO
• 2012-06-01 → 2014-07-29
  Edward Jones
  Fountain Hills, AZ
• 2010-09-28 → 2012-05-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Pennington, NJ
  Chandler, AZ
  Scottsdale, AZ
  New York, NY
  Phoenix, AZ
  Phoenix, AZ
  Chandler, AZ
  San Diego, CA
  Scottsdale, AZ
• 2010-07-06 → 2010-09-17
  Assetmark, Inc.
  Concord, CA
• 2006-11-01 → 2010-03-18
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2004-03-01 → 2006-10-10
  Banc Of America Investment Services, Inc.
  Phoenix, AZ
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2004-01-29
• S63 Uniform Securities Agent State Law Examination
  1992-06-15

Other Names

• Roy Eugene Mcclung
• Roy E Mcclung
• Roy Mcclung