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555 Rivergate Lane - Suite B1-107, Durango, CO 81301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-02-27 |
| AZ | RA | APPROVED | 2022-04-01 |
| NM | RA | APPROVED | 2022-03-23 |
| CA | RA | APPROVED | 2022-03-22 |
| CO | RA | APPROVED | 2015-04-17 |
| TX | RA | APPROVED_RES | 2015-03-13 |
Branch Locations
555 Rivergate Lane - Suite B1-107, Durango, CO 81301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Durango | CO | 05/2001 | Present |
| Red Mountain Financial Partners | Durango | CO | 01/2015 | Present |
1. 11/29/2004 - HAWKS & EAGLES LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - NOT INV REL. - AT REPORTED BUSINESS LOCATION(S) INVOLVED W/ HAWKS & EAGLES LLC. 2. 01/07/2011 - WESTFORK INC. - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - OTHER-SUBCHAPTER S CORP, WESTFORK INC, 5% OF TIME SPENT. 3. 10/06/2014 - RED MOUNTAIN FINANCIAL PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 200 HOURS PER MONTH - DURANGO, CO 4. 05/14/2015 - RED MOUNTAIN FINANCIAL PARTNERS - INV REL - 555 RIVERGATE LANE STE. B1-107 DURANGO CO. 81301 - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) RED MOUNTAIN FINANCIAL PARTNERS - START 04/17/2015 - 130 HRS/MO DURING SECS TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
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