Rachel Barton Roney

Current Employers

Employment History

• 04/1992 → 12/2018
  Cadaret, Grant & Co., Inc.
  East Syracuse, NY
• 03/1997 → Present
  Michael Roberts Associates Inc.
  East Syracuse, NY
• 01/2019 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

1. Partner and Part Owner, Michael, Roberts Associates, Inc. doing business as Michael Roberts Associates, a private entity established to facilitate securities, advisory, and insurance business; As of 04/15/2015; Approximately 8-10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales, as an Agent; As of 1997; Approximately less than 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Vice President and Co-Owner, Back Beat, Inc., a private entity established for tax/payroll purposes; Located in Fayetteville, NY; As of 02/28/2003; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 4. Co-Owner of various residential rental properties in Syracuse, NY; Various purchase dates from 1998 through 2016; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 5. Co-Owner of a residential rental property in Hilton Head Island, SC; As of 7/12/2022; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 6. Co-owner, 5575 Thompson Rd, LLC; an entity created for the purpose of buying and managing commercial real estate at 5575 Thompson Rd, Dewitt, NY 13124, as of 6/25/2025; 5% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-11-09
• S63 Uniform Securities Agent State Law Examination
  1992-11-10