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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-08-31
TX RA APPROVED_RES 2006-10-04
  • MI RA
    APPROVED
    Since 2010-08-31
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

1152 James Savage Rd, Midland, MI 48640 • United States

Midland, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midland MI 09/2005 03/2020
Ameriprise Financial Services, Llc Midland MI 03/2020 Present
Other Businesses

Board of Directors; Humane Society of Midland County; Treasurer; Ashman St, , Midladn, MI, 48642; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Midland Kiwanis Club Foundation; Treasurer; PO Box 2251, , Midland, MI, 48641-2251; Not Investment-Related; 01/06/2020; 1 to 9 hours per month; 0 during trading hours / Log Now Decide Later Board of Directors; Treasurer; 122 South Michigan Avenue, Suite 1390, Chicago, IL, 60603; Not Investment-Related; 01/01/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-02
S63 Uniform Securities Agent State Law Examination 1992-07-13
  • S66 Uniform Combined State Law Examination
    2010-08-02
  • S63 Uniform Securities Agent State Law Examination
    1992-07-13

View on SEC IAPD

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