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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29

Branch Locations

743 Horizon Court Ste 385, Grand Junction, CO 81506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers Grand Junction CO 04/1997 Present
Innovative Asset Solutions Grand Juncton CO 01/2008 Present
Mosaic Grand Junction CO 01/2010 10/2020
Voya Financial Advisors Grand Junction CO 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
City Of Grand Junction Grand Junction CO 05/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/1997 → Present
    Various Insurance Carriers
    Grand Junction, CO
  • 01/2008 → Present
    Innovative Asset Solutions
    Grand Juncton, CO
  • 01/2010 → 10/2020
    Mosaic
    Grand Junction, CO
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Grand Junction, CO
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2023 → Present
    City Of Grand Junction
    Grand Junction, CO
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-01-02 → 2021-06-09
    Grand Junction, CO
    Midvale, UT
    Grand Junction, CO
    Longmont, CO
    Midvale, UT
    Tempe, AZ
    Midvale, UT
    Windsor, CT
  • 2007-04-23 → 2008-11-03
    Grand Junction, CO
    Grand Junction, CO
    Golden, CO
    Grand Junction, CO
  • 1999-01-01 → 2006-12-31
    Waddell & Reed
    Montrose, CO
    Grand Junction, CO
    Grand Junction, CO
Other Businesses

1. NAME OF ENTITY:Kiwanis Club; No; 3636 WOODVIEW TRACE; INDIANAPOLIS; IN; 46268-3196; fundraising for children's charity; member/volunteer; 11/4/2008; 12; 12; member/volunteer to help with fundraising 2. NAME OF ENTITY:Shawna Bonner - Rental Property; No; 2700 G ROAD UNIT 2B; GRAND JUNCTION; CO; 81506; Rental Property; Owner; 1/14/2015; 1; 0; Rent and maintain property. 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 751 HORIZON COURT STE 250; GRAND JUNCTION; CO; 81506; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/4/2008; 24; 24; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF ENTITY:Innovative Asset Solutions; Yes; 751 HORIZON COURT STE 250; GRAND JUNCTION; CO; 81506; DBA for sales of insurance and investment products; owner; 11/4/2008; 160; 160; sales of insurance and investment products 5.NAME OF OTHER BUSINESS: CITY OF GRAND JUNCTION; INVESTMENT RELATED: NO; ADDRESS: 101 S. 3RD STREET, SUITE 100 GRAND JUNCTION, CO 81501; NATURE OF BUSINESS: TOURIST SERVICES; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: AMBASSADOR; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; BRIEF DESCRIPTION OF DUTIES: ASSIST TOURIST AND RESIDENTS WITH INQUIRIES ABOUT SERVICES AVAILABLE IN DOWNTOWN GRAND JUNCTION AND SURROUNDING AREAS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-13
  • S66 Uniform Combined State Law Examination
    2007-04-13
Other Names
  • Shawna Denise Wriston
  • Shawna Denise Shephard
  • Shawna Denise Shepherd
  • Shawna Eklund
  • Shawna D Elslund

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