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Richard A Petrie

Rbc Capital Markets, LLC

Beverly Hills, CA

Los Angeles, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-15
TX RA APPROVED 2018-10-12
  • CA RA
    APPROVED
    Since 2018-10-15
  • TX RA
    APPROVED
    Since 2018-10-12

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Beverly Hills CA 08/2005 10/2018
Rbc Capital Markets, Llc. Beverly Hills CA 10/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-16
  • S66 Uniform Combined State Law Examination
    2008-06-16

View on SEC IAPD

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