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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-19
  • TX RA
    APPROVED_RES
    Since 2024-04-19

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 03/2015 03/2023
Massmutual Life Insurance Company Wakefield MA 06/2023 Present
Mml Investors Services, Llc Wakefield MA 06/2023 Present
Unemployed Stoneham MA 03/2023 05/2023
  • 03/2015 → 03/2023
    Ubs Financial Services Inc.
    Boston, MA
  • 06/2023 → Present
    Massmutual Life Insurance Company
    Wakefield, MA
  • 06/2023 → Present
    Wakefield, MA
  • 03/2023 → 05/2023
    Unemployed
    Stoneham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-23
S63 Uniform Securities Agent State Law Examination 1995-10-10
  • S66 Uniform Combined State Law Examination
    2015-04-23
  • S63 Uniform Securities Agent State Law Examination
    1995-10-10
Other Names
  • Brendan Desmond Burke

View on SEC IAPD

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