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Dawn Michelle Hemming

Hemming& Wealth Management, Inc.

Traverse City, MI

CRD 2243857

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Employer firm

Hemming& Wealth Management, Inc. CRD 300918

$293M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Hemming& Wealth Management, Inc.

600 E. Front Street Suite 201, Traverse City, MI 49686 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-02
TX RA APPROVED_RES 2020-07-24
  • MI RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED_RES
    Since 2020-07-24

Branch Locations

600 E. Front Street Suite 201, Traverse City, MI 49686 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 04/2009 03/2019
Hemming& Wealth Management, Inc. Traverse City MI 05/2019 Present
Previous Registrations
  • 2010-05-28 → 2019-05-06
    Osaic Services, Inc.
    Traverse City, MI
Other Businesses

1. HEMMING& YES; 600 E FRONT STREET, STE 201 TRAVERSE CITY, MI; INSURANCE; OWNER/AGENT; 1992; 2;2; SELL LTC AND LIFE INSURANCE. 2. HEMMINGLAND, LLC, 600 E FRONT STREET, STE 201, OWNER, 6/06, 0, 0, INV RELATED. 3. HEMMING&OLSON LLC, PARTNER SINCE 3/09, 0,0 INVESTOR IN JIMMY JOHNS FRANCHISE 4.GREEN LANCER POSITION: Board Member and Investor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2016 ADDRESS: 615 Griswold St, Suite 300, Detroit MI 48226 DESCRIPTION: Sit on a board for this privately help solar engineering firm 5. DAWN HEMMING POSITION: owner NATURE: personal purchase of home to sell on land contact to employee in abusive situation with 2 kids. Land contract only until she can get her OWN mortgage on house. Also, loaning same employee down payment. She co-owns house with boyfriend and cannot get financiang herself right now and needs a safe place for she and her kids. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2017; ADDRESS: 2455 Neahta Wanta Road, Traverse City MI 49686, United States; DESCRIPTION: owner/seller

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-20
S63 Uniform Securities Agent State Law Examination 1992-06-17
  • S65 Uniform Investment Adviser Law Examination
    2000-04-20
  • S63 Uniform Securities Agent State Law Examination
    1992-06-17
Other Names
  • Dawn Michelle Hemming

View on SEC IAPD

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