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600 E. Front Street Suite 201, Traverse City, MI 49686 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2020-07-24 |
Branch Locations
600 E. Front Street Suite 201, Traverse City, MI 49686 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | Phoenix | AZ | 04/2009 | 03/2019 |
| Hemming& Wealth Management, Inc. | Traverse City | MI | 05/2019 | Present |
1. HEMMING& YES; 600 E FRONT STREET, STE 201 TRAVERSE CITY, MI; INSURANCE; OWNER/AGENT; 1992; 2;2; SELL LTC AND LIFE INSURANCE. 2. HEMMINGLAND, LLC, 600 E FRONT STREET, STE 201, OWNER, 6/06, 0, 0, INV RELATED. 3. HEMMING&OLSON LLC, PARTNER SINCE 3/09, 0,0 INVESTOR IN JIMMY JOHNS FRANCHISE 4.GREEN LANCER POSITION: Board Member and Investor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2016 ADDRESS: 615 Griswold St, Suite 300, Detroit MI 48226 DESCRIPTION: Sit on a board for this privately help solar engineering firm 5. DAWN HEMMING POSITION: owner NATURE: personal purchase of home to sell on land contact to employee in abusive situation with 2 kids. Land contract only until she can get her OWN mortgage on house. Also, loaning same employee down payment. She co-owns house with boyfriend and cannot get financiang herself right now and needs a safe place for she and her kids. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2017; ADDRESS: 2455 Neahta Wanta Road, Traverse City MI 49686, United States; DESCRIPTION: owner/seller
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-17 |
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