David John Grudkowski

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2013-06-25

PA RA
APPROVED

Since 2013-06-25

Branch Locations

111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Scranton	PA	09/2000	Present
Morgan Stanley Smith Barney	Scranton	PA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

09/2000 → Present

Citigroup Global Markets Inc.

Scranton, PA
06/2009 → Present

Morgan Stanley Smith Barney

Scranton, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-25
S63	Uniform Securities Agent State Law Examination	1992-07-24

S65 Uniform Investment Adviser Law Examination

1994-07-25
S63 Uniform Securities Agent State Law Examination

1992-07-24

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

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