Roseann Roberson Harris

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1992-08-18

TX RA
APPROVED

Since 1992-08-18

Branch Locations

5600 Clearfork Main St Ste 460, Fort Worth, TX 76109 • United States

Fort Worth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Fort Worth	TX	09/2005	03/2020
Ameriprise Financial Services, Llc	Fort Worth	TX	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Fort Worth, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Fort Worth, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-08-14

S63 Uniform Securities Agent State Law Examination

1992-08-14

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

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