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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-03-22
  • OH RA
    APPROVED
    Since 2010-03-22

Branch Locations

2895 Harding Highway Suite C, Lima, OH 45804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Lima OH 03/2010 Present
Na Lima OH 03/2010 Present
  • 03/2010 → Present
    Raymond James Financial Services, Inc
    Lima, OH
  • 03/2010 → Present
    Na
    Lima, OH
Previous Registrations
Other Businesses

(1)Name of Business: Address: 206 Fenway, Lima, OH, 45804, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: landlord - owner (2)Name of Business: Address: 2895 Harding Hwy Ste C, Lima, OH, 45804, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 03/05/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fixed Annuity agent (3)Name of Business: Address: 2895 Harding Hwy Ste C, Lima, OH, 45804, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lis. agent (4)Name of Business: Rockhold/Wentling NethFinancial Advisors Address: 2895 Harding Hwy Ste C, Lima, OH, 45804, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Marketing Name

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-09
  • S63 Uniform Securities Agent State Law Examination
    1992-09-09
Other Names
  • Brian Wentling

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