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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-10-31 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
4800 Meadows Rd Suite 300, Lake Oswego, OR 97035 • United States
Lake Oswego, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lake Oswego | OR | 11/2015 | 10/2023 |
| Kestra Investment Services, Llc | Lake Oswego | OR | 10/2023 | Present |
| Kestra Advisory Services, Llc | Lake Oswego | OR | 10/2023 | Present |
Business Name: SHC FINANCIAL POSITION: Operations Manager NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 100 START DATE: 10/17/2023 ADDRESS: 4800 Meadows Rd #300, Lake Oswego OR 97035 DESCRIPTION: Helping with clients Business Name: KESTRA ADVISORY SERVICES POSITION: Operations Manager NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 25 START DATE: 10/17/2023 ADDRESS: 5707 SW Parkway, Bld 2 Ste 400, Austin TX 78735 DESCRIPTION: Assisting clients,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-13 |
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