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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-29 |
| TN | RA | APPROVED | 2025-10-27 |
Branch Locations
3102 West End Avenue Suite 200, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exos Securities Llc | New York | NY | 08/2019 | 05/2024 |
| Sofi | New York | NY | 02/2017 | 11/2017 |
| Finvc | New York | NY | 04/2018 | 04/2020 |
| Early Ventures | New York | NY | 01/2018 | 08/2019 |
| Aspiration | New York | NY | 06/2018 | 06/2022 |
| Unemployed | Greenwich | CT | 01/2016 | 01/2017 |
| Exos Asset Management Llc | New York | NY | 09/2019 | 05/2024 |
| Pearly Finance | Greenwich | CT | 06/2024 | 10/2025 |
| 1Round Table Partners | New York | NY | 04/2024 | 10/2025 |
| Frontier Solutions, Llc | Greenwich | CT | 06/2024 | 04/2025 |
| Morgan Stanley Smith Barney Llc | Nashville | TN | 10/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-17 |
| S65 | Uniform Investment Adviser Law Examination | 2008-07-22 |
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