David A Gray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2004-07-26 → 2009-09-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1. 10/22/2009 - david a. gray, llc - INV REL - Business Entity For Tax/Investment Purposes Only - llc for tax purposes a/c8010-6981 2. 11/06/2015 - Buttonwood Financial Partners - INV REL - 17550 North Perimeter Drive #130 Scottsdale, AZ 85255 - DBA for LPL Business (entity for LPL business) - START 03/01/2009 - 50 HOURS PER MONTH, 50 DURING TRADING 3. 11/12/2019 - Buttonwood Financial Partners - Not investment related - At reported business location(s) - Act in a Fiduciary Capacity - start date:9/21/2009 - 4 hrs/mo - 4 hrs during trading. 4. 1/15/2021 - Zack Gray Irrevocable Trust, David Gray Trustee; Carter Carol Gray Irrevocable Trust, David Gray Trustee - Not Investment Related - At Reported Business Location(s) & Home Based - Act in a Fiduciary Capacity - Trustee - Started 12/30/2020 - 2 Hours Per Month/1 Hour During Securities Trading - Acting as trustee for two irrevocable trusts set up for son and daughter.

Exams

• S66 Uniform Combined State Law Examination
  1999-04-30

Designations

• Certified Financial Planner

Other Names

• David A Gray
• David A Gray
• David A Gray ®