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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-11
MO RA APPROVED 2011-08-23
  • TX RA
    APPROVED_RES
    Since 2022-04-11
  • MO RA
    APPROVED
    Since 2011-08-23

Branch Locations

5800 East Bannister Rd Suite 240B, Kansas City, MO 64134 • United States

Belton, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Kansas City MO 12/1991 Present
Pfs Investments Inc. Kansas City MO 04/1992 Present
  • 12/1991 → Present
    Primerica Financial Services
    Kansas City, MO
  • 04/1992 → Present
    Kansas City, MO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Mt Pleasant Baptist Church, Minister And Board Member, Started 03/1998.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-09
S63 Uniform Securities Agent State Law Examination 1992-08-26
  • S65 Uniform Investment Adviser Law Examination
    2011-04-09
  • S63 Uniform Securities Agent State Law Examination
    1992-08-26

View on SEC IAPD

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