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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-30
  • CA RA
    APPROVED
    Since 2015-04-30

Branch Locations

807-A Camarillo Springs Road, Camarillo, CA 93012 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities, Inc. Camarillo CA 01/2015 Present
Mutual Advisors, Llc Omaha NE 01/2015 Present
  • 01/2015 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 01/2015 → Present
    Omaha, NE
Other Businesses

1. Aaron Jasper Single Family Trust Company, LLC, 01/02/2016, 5830 E 2nd St., Ste. 2D, Casper, WY 82604, Trustee of several family trusts/Owner & Managing Member, Investment Related, <5 hours per month, 0 hours per day during trading hours. 2. Tamalindowthurst Investments, LLC., Start Date: 02/08/2024 Anticipated Q1 2024, LLC, Financial, Manager, Management and Consulting, Investment Related, 10 Hours per month, 0 Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-30
S63 Uniform Securities Agent State Law Examination 2006-06-21
  • S65 Uniform Investment Adviser Law Examination
    2015-04-30
  • S63 Uniform Securities Agent State Law Examination
    2006-06-21

View on SEC IAPD

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