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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-04-30 |
Branch Locations
807-A Camarillo Springs Road, Camarillo, CA 93012 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 01/2015 | Present |
| Mutual Advisors, Llc | Omaha | NE | 01/2015 | Present |
1. Aaron Jasper Single Family Trust Company, LLC, 01/02/2016, 5830 E 2nd St., Ste. 2D, Casper, WY 82604, Trustee of several family trusts/Owner & Managing Member, Investment Related, <5 hours per month, 0 hours per day during trading hours. 2. Tamalindowthurst Investments, LLC., Start Date: 02/08/2024 Anticipated Q1 2024, LLC, Financial, Manager, Management and Consulting, Investment Related, 10 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-21 |
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