Monte Steven Marti

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → 06/2024
  Securities America, Inc.
  Cedar Rapids, IA
• 06/2001 → Present
  Marti Corporation
  Lansing, IA
• 02/2002 → 06/2024
  Securities America Advisors, Inc.
  Cedar Rapids, IA
• 10/2007 → Present
  Marti Capital, Llc
  Cedar Rapids, IA
• 11/2007 → Present
  Wealthstore Financial
  Cedar Rapids, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cedar Rapids, IA

Previous Registrations

• 2002-02-27 → 2024-06-14
  Securities America Advisors, Inc.
  Cedar Rapids, IA

Other Businesses

1. MARTI CORP. DBA AS THE BIG APPLE -Owner -FAMILY FARM -PRESIDENT -NO ANNUAL INCOME #HRS 20 SEC TRADE HRS 5 -1/1/95 -1117 Highway 30 W, Mt. Vernon IA 52314 -Own & manage small apple orchard; offers baked goods, apples, & small merchandise on weekends in fall. Separate part of Marti Corp. includes family farm; crop & rental income 2. MARTI CAPITAL -Owner/property caretake -LLC setup to own office -#HRS 5 -1/1/05 -4217 First Ave SE, Cedar Rapids IA 52402 -Wealthstone pays rent to each month to lease. NONE -Jointly own property w/wife -Have two properties & occasionally rent out for weekend. Each might be rented 10-15 times/yr & total gross income is ~$40,000 but will vary. 291 Front St, Lansing, IA & 539 Waterloo Creek, Dorchester, IA #HRS 10 -10/1/15 -Maintain property & grounds 3. NONE -INSURANCE AGENT SALES #HRS 5 SEC TRADE HRS 5 -11/1/95 -4217 First Ave SE, Cedar Rapids IA 52402 -Occasionally help clients obtain necessary term or long term care insurance 4. WEALTHSTONE FINANCIAL POSITION: Notary NATURE: Notarized documents for clients as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2004 ADDRESS: 4217 First Ave SE, Cedar Rapids IA 52402, United States DESCRIPTION: Notarize documents when needed. 5. NONE - (CHURCH TRUSTEE) POSITION: Church trustee - Volunteer NATURE: Volunteer as a church trustee meeting once monthly and occasionally more often as tasks are completed. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 312 First St. W, Mt. Vernon IA 52314, United States DESCRIPTION: Attend monthly trustee meetings and assist, as needed, in maintenance and repair of the church grounds. 6. NONE POSITION: Jointly own the property with my wife. NATURE: We have two properties; one is rented occasionally for the weekend and the other is currently a longer term rental. The total gross income is approximately $60,000 but will vary. The addresses are 1176 Sandgate Road, Arlington, VT (long term rental) and 539 Waterloo Creek, Dorchester, IA (weekly/daily rental). The houses are jointly owned with my wife, Mollie. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 539 Waterloo Creek, Dorchester IA 52151, United States DESCRIPTION: Maintain property and grounds. 7. MARTI CAPITAL POSITION: Owner/property caretake NATURE: LLC set up to own the office. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 4217 First Ave SE, Cedar Rapids IA 52402, United States DESCRIPTION: LLC owns the office and Wealthstone pays rent to each month to lease.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-07-02

Designations

• Chartered Financial Consultant