Best Investors Account Sign in
Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-11
WI RA APPROVED 2024-01-08
MN RA APPROVED 2018-11-19
  • FL RA
    APPROVED
    Since 2024-06-11
  • WI RA
    APPROVED
    Since 2024-01-08
  • MN RA
    APPROVED
    Since 2018-11-19

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

501 E. 6Th Street, Winona, MN 55987 • United States

2800 National Drive Suite 102, Onalaska, WI 54650 • United States

Bradenton, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 11/2010 Present
Jonathan Roberts Advisory Group Tampa FL 11/2010 Present
  • 11/2010 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 11/2010 → Present
    Jonathan Roberts Advisory Group
    Tampa, FL
Previous Registrations
  • 2008-04-11 → 2010-11-05
    Brewer Investment Advisors Llc
    Chicago, IL
Other Businesses

"(1) BREWER INVESTMENT GROUP; INVESTMENT RELATED/ DOING BUSINESS AS (DBA) COMPANY NAME/ LLC.; SECURITIES BUSINESS, FIXED INSURANCE " (2) LA CROSSE AREA YMCA; NON-PROFIT; HELP WITH FUND RAISING EVENTS; 12 HOURS PER MONTH/ 0 HOURS DURING SECURITIES TRADING HOURS; BOARD OF DIRECTORS; YES (3) HERKY ENTERPRISES, LLC; NON-INVESTMENT RELATED; 2800 National Drive, Suite 102, ONALASKA, WI 54650; REAL ESTATE HOLDING COMPANY; OWNER; 01/01/2012; 5 HRS PER MONTH; 0 HRS DURING TRADING HRS; PASSIVE RENTAL INCOME 4) POA FOR FAMILY MEMBER - 11/12/17

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-03
S63 Uniform Securities Agent State Law Examination 1992-06-03
  • S65 Uniform Investment Adviser Law Examination
    2007-04-03
  • S63 Uniform Securities Agent State Law Examination
    1992-06-03

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Tampa, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor