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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-11 |
| WI | RA | APPROVED | 2024-01-08 |
| MN | RA | APPROVED | 2018-11-19 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
501 E. 6Th Street, Winona, MN 55987 • United States
2800 National Drive Suite 102, Onalaska, WI 54650 • United States
Bradenton, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 11/2010 | Present |
| Jonathan Roberts Advisory Group | Tampa | FL | 11/2010 | Present |
"(1) BREWER INVESTMENT GROUP; INVESTMENT RELATED/ DOING BUSINESS AS (DBA) COMPANY NAME/ LLC.; SECURITIES BUSINESS, FIXED INSURANCE " (2) LA CROSSE AREA YMCA; NON-PROFIT; HELP WITH FUND RAISING EVENTS; 12 HOURS PER MONTH/ 0 HOURS DURING SECURITIES TRADING HOURS; BOARD OF DIRECTORS; YES (3) HERKY ENTERPRISES, LLC; NON-INVESTMENT RELATED; 2800 National Drive, Suite 102, ONALASKA, WI 54650; REAL ESTATE HOLDING COMPANY; OWNER; 01/01/2012; 5 HRS PER MONTH; 0 HRS DURING TRADING HRS; PASSIVE RENTAL INCOME 4) POA FOR FAMILY MEMBER - 11/12/17
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-03 |
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