Bradley Raymond Cougill

Employer firm

Deerfield CRD 104964

$1.18B regulatory AUM 19 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Deerfield

310 E. 96Th Street Suite 375, Indianapolis, IN 46240 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2012-04-30
TX	RA	APPROVED	2005-05-02
IN	RA	APPROVED	2004-03-30

IL RA
APPROVED

Since 2012-04-30
TX RA
APPROVED

Since 2005-05-02
IN RA
APPROVED

Since 2004-03-30

Branch Locations

310 E. 96Th Street Suite 375, Indianapolis, IN 46240 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deerfield Financial Advisors, Inc.	Indianapolis	IN	02/2009	Present

02/2009 → Present

Deerfield Financial Advisors, Inc.

Indianapolis, IN

Previous Registrations

1999-04-07 → 2003-12-31

Deerfield

Indianapolis, IN

Other Businesses

Bradley Cougill, as a managing member of a family LLC, conducts farming activities in the same location as his residency. This activity started on 01/01/2005, is non-investment related and considered completely separate from his responsibilities at Deerfield Financial Advisors. Mr. Cougill devotes approximately 10 hours per month to the business with zero hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-22
S63	Uniform Securities Agent State Law Examination	1992-06-12

S65 Uniform Investment Adviser Law Examination

1994-12-22
S63 Uniform Securities Agent State Law Examination

1992-06-12

Designations

Certified Financial Planner

Other Names

Brad Raymond Cougill

View on SEC IAPD