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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-02 |
| NC | RA | APPROVED | 2023-06-12 |
| TX | RA | APPROVED | 2017-01-03 |
| FL | RA | APPROVED | 2013-07-22 |
| OH | RA | APPROVED | 2013-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Savage & Associates, Inc. | Maumee | OH | 06/1990 | Present |
| Osaic Wealth, Inc. | Maumee | OH | 07/2013 | Present |
1. KARBAN FINANCIAL LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2018 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Entity for managing business enterprise. 2. RUSSELL A. KARBAN POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1991 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Research, analyze and recommend protection related products as client needs dictate. 3. DBA SAVAGE & ASSOCIATES, INC. - SECURITIES POSITION: Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 07/01/1991 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Advise and manage client investment accounts. 4. SAVAGE & ASSOCIATES, INC. POSITION: Agent-Advisor NATURE: C Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1991 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Advise clients on use of protection based strategies & products (Life, Disability, Annuities, Long-Term Care, etc..)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-14 |
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