Richard Bartholomew Leake

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-15
IL	RA	APPROVED	2025-07-15
TX	RA	APPROVED	2025-07-15

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	01/2017	10/2017
Westrade Llc	Chicago	IL	03/2008	01/2017
Td Ameritrade	Chicago	IL	11/2017	07/2021
Charles Schwab & Co., Inc.	Chicago	IL	07/2021	12/2022
Sullivan Mermel, Inc.	Chicago	IL	03/2023	12/2023
Cadence Planning, Llc	Frederick	MD	02/2024	02/2025
Vantage Point Financial Llc	Lisle	IL	03/2025	06/2025
Bank Of America	Rolling Meadows	IL	01/2017	11/2017
Falcon Wealth Planning, Inc.	Oakbrook Terrace	IL	06/2025	Present
Falcon Wealth Planning, Inc.	Oakbrook Terrace	IL	06/2025	Present

01/2017 → 10/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
03/2008 → 01/2017

Westrade Llc

Chicago, IL
11/2017 → 07/2021

Td Ameritrade

Chicago, IL
07/2021 → 12/2022

Charles Schwab & Co., Inc.

Chicago, IL
03/2023 → 12/2023

Sullivan Mermel, Inc.

Chicago, IL
02/2024 → 02/2025

Cadence Planning, Llc

Frederick, MD
03/2025 → 06/2025

Vantage Point Financial Llc

Lisle, IL
01/2017 → 11/2017

Bank Of America

Rolling Meadows, IL
06/2025 → Present

Falcon Wealth Planning, Inc.

Oakbrook Terrace, IL
06/2025 → Present

Falcon Wealth Planning, Inc.

Oakbrook Terrace, IL

2025-04-04 → 2025-06-05

Vantage Point Financial, Llc

Lisle, IL

Lisle, IL
2024-08-19 → 2025-03-26

Cadence Planning, Llc

Geneva, IL

Frederick, MD

Geneva, IL
2023-04-06 → 2024-01-02

Sullivan Mermel, Inc.

Chicago, IL
2017-04-20 → 2017-11-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-19

Other Firms