Richard Bartholomew Leake

Employer firm

Falcon Wealth Planning, Inc. CRD 174092

$1.96B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 10/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 03/2008 → 01/2017
  Westrade Llc
  Chicago, IL
• 11/2017 → 07/2021
  Td Ameritrade
  Chicago, IL
• 07/2021 → 12/2022
  Charles Schwab & Co., Inc.
  Chicago, IL
• 03/2023 → 12/2023
  Sullivan Mermel, Inc.
  Chicago, IL
• 02/2024 → 02/2025
  Cadence Planning, Llc
  Frederick, MD
• 03/2025 → 06/2025
  Vantage Point Financial Llc
  Lisle, IL
• 01/2017 → 11/2017
  Bank Of America
  Rolling Meadows, IL
• 06/2025 → Present
  Falcon Wealth Planning, Inc.
  Oakbrook Terrace, IL
• 06/2025 → Present
  Falcon Wealth Planning, Inc.
  Oakbrook Terrace, IL

Previous Registrations

• 2025-04-04 → 2025-06-05
  Vantage Point Financial, Llc
  Lisle, IL
  Lisle, IL
• 2024-08-19 → 2025-03-26
  Cadence Planning, Llc
  Geneva, IL
  Frederick, MD
  Geneva, IL
• 2023-04-06 → 2024-01-02
  Sullivan Mermel, Inc.
  Chicago, IL
• 2017-04-20 → 2017-11-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL

Exams

• S66 Uniform Combined State Law Examination
  2017-04-19

Designations

• Certified Financial Planner

Other Names

• Bart Leake
• Richard Leake
• Richard B Leake