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Patrick Emmet Crowley

Stifel, Nicolaus & Company, Incorporated

Winston-Salem, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-06
TX RA APPROVED 2022-01-06
  • NC RA
    APPROVED
    Since 2022-01-06
  • TX RA
    APPROVED
    Since 2022-01-06

Branch Locations

1 West 4Th Street, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 01/2022
Stifel Nicolaus & Co Inc Winston-Salem NC 01/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Winston Salem, NC
  • 11/2016 → 01/2022
    Wells Fargo Clearing Services, Llc
    Winston Salem, NC
  • 01/2022 → Present
    Stifel Nicolaus & Co Inc
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1992-06-30
  • S66 Uniform Combined State Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1992-06-30
Other Names
  • Pat Crowley

View on SEC IAPD

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GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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