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Timothy Dean Swallers

Edward Jones

Crown Point, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-17
IN RA APPROVED 2007-02-12
  • TX RA
    APPROVED_RES
    Since 2018-12-17
  • IN RA
    APPROVED
    Since 2007-02-12

Branch Locations

10712 Broadway, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. St. Louis MO 01/1999 Present
  • 01/1999 → Present
    Edward D. Jones & Co., L.P.
    St. Louis, MO
Other Businesses

LOFS SOFTBALL BOARD VICE-PRESIDENT RUN MEETINGS IF THE PRESIDENT IS UNABLE TO*** LOFS Men's Golf Association Crown Point, IN Start date: 10/19/2020 President Hours per week: 0 Hours during trading: 0 Plan the golf events for the next year and run the Board Meetings.*** St John Chamber of Commerce St John, IN Start date: 1/3/2023 Secretary Hours per week: 0 Hours during trading: 0 help with running the organization. Keep the minuets at the general board meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-01
S65 Uniform Investment Adviser Law Examination 1996-05-13
S63 Uniform Securities Agent State Law Examination 1992-06-05
  • S66 Uniform Combined State Law Examination
    2007-02-01
  • S65 Uniform Investment Adviser Law Examination
    1996-05-13
  • S63 Uniform Securities Agent State Law Examination
    1992-06-05

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