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Current Employers
Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-19
  • TX RA
    APPROVED
    Since 2023-12-19

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loring Ward San Jose CA 08/2009 11/2018
Foreside Financial Services, Llc Sacramento CA 10/2018 09/2020
Buckingham Strategic Partners Clayton MO 12/2018 Present
  • 08/2009 → 11/2018
    Loring Ward
    San Jose, CA
  • 10/2018 → 09/2020
    Foreside Financial Services, Llc
    Sacramento, CA
  • 12/2018 → Present
    Buckingham Strategic Partners
    Clayton, MO
Previous Registrations
  • 2009-08-24 → 2018-12-17
    Lwi Financial Inc.
    San Jose, CA
    San Jose, CA
    Sacramento, CA
  • 2007-11-26 → 2009-07-22
    1St Global Advisors Inc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-12
  • S66 Uniform Combined State Law Examination
    2007-11-12

View on SEC IAPD

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