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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
TX RA APPROVED_RES 2016-11-10
GA RA APPROVED 2005-07-11
  • FL RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • GA RA
    APPROVED
    Since 2005-07-11

Branch Locations

555 N Point Centre E Ste 500, Atlanta North Point, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Alpharetta GA 07/2005 Present
  • 07/2005 → Present
    Robert W Baird & Co
    Alpharetta, GA
Previous Registrations
  • 2003-03-05 → 2005-07-13
    Morgan Stanley Dw Inc.
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-28
S63 Uniform Securities Agent State Law Examination 1992-06-11
  • S65 Uniform Investment Adviser Law Examination
    1995-09-28
  • S63 Uniform Securities Agent State Law Examination
    1992-06-11

View on SEC IAPD

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