Mark Allen Herding

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2012 → 01/2018
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 09/2009 → Present
  Camelback Wealth Consultants, Llc
  Phoenix, AZ
• 01/2018 → Present
  Harbour Investments, Inc
  Madison, WI

Previous Registrations

• 2012-11-15 → 2018-02-14
  Cambridge Investment Research Advisors, Inc.
  Phoenix, AZ
• 2004-06-18 → 2012-11-05
  Lpl Financial Llc
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2001-11-30 → 2004-07-16
  Hornor, Townsend & Kent, Llc
  Salt Lake City, UT

Other Businesses

1)Camelback Wealth Consultants - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 3)32nd Street Properties | 4648 E. Lafayette blvd, Phoenix, AZ 85018 | Owner | Description: Manage office building | Beginning 8/2021 | 1 hour per month, 0 during trading hours | Unpaid | Not investment related 4)Boy Scouts of America, Phoenix, AZ | 5045 E. Thomas Road, Phoenix, AZ 85018 | Merit Badge Counselor | Description: Sign up new members | Beginning 5/2017 | 1 hour per month, 0 during trading hours | Unpaid | Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-30
• S63 Uniform Securities Agent State Law Examination
  1992-05-08

Designations

• Certified Financial Planner