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Virginia L. L Kase

Stifel, Nicolaus & Company, Incorporated

Frontenac, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-04-16
  • MO RA
    APPROVED
    Since 2025-04-16

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Town & Country MO 06/2006 04/2025
Stifel Frontenac MO 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-27
S63 Uniform Securities Agent State Law Examination 1992-08-12
  • S65 Uniform Investment Adviser Law Examination
    1994-05-27
  • S63 Uniform Securities Agent State Law Examination
    1992-08-12
Other Names
  • Virginia Lee Kase
  • Virginia L Kase

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FRONTENAC, MO
J.P. MORGAN SECURITIES LLC · Frontenac, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRONTENAC, MO
STRATEGIC ADVISERS LLC · ST. LOUIS, MO
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WELLS FARGO CLEARING SERVICES, LLC · FRONTENAC, MO
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