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Dawn Michele Eichhorn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-12-03
TX RA APPROVED_RES 2009-06-19
  • NJ RA
    APPROVED
    Since 2009-12-03
  • TX RA
    APPROVED_RES
    Since 2009-06-19

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/1993 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-16
S63 Uniform Securities Agent State Law Examination 1995-02-06
  • S66 Uniform Combined State Law Examination
    2005-03-16
  • S63 Uniform Securities Agent State Law Examination
    1995-02-06

View on SEC IAPD

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SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
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PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
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