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Eugenio Orestes Retana

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Coral Gables, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-14
FL RA APPROVED 2022-03-01
  • TX RA
    APPROVED_RES
    Since 2022-03-14
  • FL RA
    APPROVED
    Since 2022-03-01

Branch Locations

355 Alhambra Cir Florida Pwm Cg Ii, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 05/2007 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 02/2022 Present
Bank Of America, N.A. Coral Gables FL 03/2022 Present
Previous Registrations
  • 2008-07-03 → 2022-03-01
    Citigroup Global Markets Inc.
    Boca Raton, FL
    Miami, FL
    Miami, FL
    Boca Raton, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Boca Raton, FL
    Tampa, FL
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-27
S63 Uniform Securities Agent State Law Examination 2006-04-20
  • S66 Uniform Combined State Law Examination
    2008-06-27
  • S63 Uniform Securities Agent State Law Examination
    2006-04-20

View on SEC IAPD

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Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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