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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2011-01-03 |
Branch Locations
6005 Plumas St 2Nd Fl [Sh-Rbo], Reno, NV 89519 • United States
Reno, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Reno | NV | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 11/2016 | Present |
EXECUTOR FOR FATHER; INV RELATED; RENO, NV; START: 9/19/16; 40 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-15 |
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