Thomas Harper Phillips

Current Employers

Employment History

• 01/1999 → Present
  Thomas Phillips/Independent Agent
  Vienna, VA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Vienna, VA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-11-10 → 2021-06-09
  Voya Financial Advisors, Inc.
  Vienna, VA
  Vienna, VA
  Windsor, CT
• 1996-12-11 → 2003-08-29
  J.P. Atkinson & Associates, Inc.
  Vienna, VA

Other Businesses

1) NAME OF ENTITY: Kurtz, Connor, Browning & Phillips, LLC (KCBP, LLC); Yes; SAME AS REGISTERED LOCATION ; DBA; part owner; 9/1/2003; 200; 200; DBA for sale of securities and insurance products. 2)NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION 2; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/13/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: CHANTILLY LITTLE LEAGUE, INVESTMENT RELATED: NO, ADDRESS: 14810 MURDOCK ST, CHANTILLY, VA, 20151, NATURE OF BUSINESS: YOUTH SPORTS, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RECRUIT COACHES, BUILD ROSTERS, AND PROVIDE ADVICE TO NEW COACHES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-30
• S63 Uniform Securities Agent State Law Examination
  1992-06-01

Designations

Other Names

• Thomas Phillips