Kasey Ryan Vergin

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2015-07-27

WI RA
APPROVED

Since 2015-07-27

Branch Locations

500 2Nd St S Ste 101, La Crosse, WI 54601 • United States

West Salem, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Middleton	WI	07/2015	03/2020
Ameriprise Financial Services, Llc	Lacrosse	WI	03/2020	Present

07/2015 → 03/2020

Ameriprise Financial Services, Inc.

Middleton, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Lacrosse, WI

Previous Registrations

2014-05-29 → 2015-08-14

Usadvisors Wealth Management, Llc

Monona, WI
2011-02-11 → 2014-05-29

Securities America Advisors, Inc.

Edgerton, WI
2008-03-13 → 2011-01-06

Chase Investment Services Corp.

Edgerton, WI

Janesville, WI
2006-05-05 → 2008-03-17

Ameriprise Financial Services, Llc

Chicago, IL

Madison, WI

Other Businesses

Real Estate Ownership; Single Family; 726 Leonard St, , West Salem, WI, 54669; Not Investment-Related; 11/15/2021.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-14

S66 Uniform Combined State Law Examination

2006-02-14

View on SEC IAPD

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Other Investors

MARK ARTHUR DAHLKE

CHRISTOPHER MICHAEL GRODE

JOSHUA CALEB FORTUN

MICHAEL DAVID STUHR

DANIEL FREDRICK RADTKE

KATHERINE M DAHLKE

MATTHEW ALLEN HARTUNG

ROBIN OLIN SWARTZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LA CROSSE, WI

HARBOUR INVESTMENTS, INC. · LACROSSE, WI

HARBOUR INVESTMENTS, INC. · LA CROSSE, WI

AMERIPRISE FINANCIAL SERVICES, LLC · LA CROSSE, WI

PFS INVESTMENTS INC. · LA CROSSE, WI

AMERIPRISE FINANCIAL SERVICES, LLC · La Crosse, WI

J. W. COLE ADVISORS, INC. · La Crosse, WI

EDWARD JONES · LA CROSSE, WI

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