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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Salisbury | NC | 05/2015 | 01/2025 |
| Raymond James Financial Services Advisors Inc. | Salisbury | NC | 05/2015 | 01/2025 |
| Arco Capital Partners | Salisbury | NC | 05/2015 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
| Rea Systems | Salisbury | NC | 05/2015 | Present |
1. Name of other business: Fixed insurance Investment related: Yes Address: Same as registered location Nature of business: Fixed Insurance Start Date: 03/1996 Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Position/title/relationship: Insurance Agent Brief description of duties: Insurance Sales and Service; 2. Name of other business: Arco Capital Partners Investment related: Yes Address: Same as registered location Nature of business: DBA - branding team name Start date: 05/2015 Position/title/relationship: Founder, Owner and Branch Manager Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Providing financial services to clients; 3. Name of other business: REA Systems Investment related: No Address: Same as registered location Nature of business: LLC established for accounting purposes Start date: 05/2015 Position/title/relationship: Owner Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: Manage payments and expenses;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-27 |
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