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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-14
  • NC RA
    APPROVED
    Since 2025-01-14

Branch Locations

300 Statesville Blvd, Salisbury, NC 28144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Salisbury NC 05/2015 01/2025
Raymond James Financial Services Advisors Inc. Salisbury NC 05/2015 01/2025
Arco Capital Partners Salisbury NC 05/2015 Present
Cetera Wealth Services, Llc El Segundo CA 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
Rea Systems Salisbury NC 05/2015 Present
  • 05/2015 → 01/2025
    Raymond James Financial Services, Inc.
    Salisbury, NC
  • 05/2015 → 01/2025
    Salisbury, NC
  • 05/2015 → Present
    Arco Capital Partners
    Salisbury, NC
  • 01/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
  • 05/2015 → Present
    Rea Systems
    Salisbury, NC
Previous Registrations
Other Businesses

1. Name of other business: Fixed insurance Investment related: Yes Address: Same as registered location Nature of business: Fixed Insurance Start Date: 03/1996 Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Position/title/relationship: Insurance Agent Brief description of duties: Insurance Sales and Service; 2. Name of other business: Arco Capital Partners Investment related: Yes Address: Same as registered location Nature of business: DBA - branding team name Start date: 05/2015 Position/title/relationship: Founder, Owner and Branch Manager Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: Providing financial services to clients; 3. Name of other business: REA Systems Investment related: No Address: Same as registered location Nature of business: LLC established for accounting purposes Start date: 05/2015 Position/title/relationship: Owner Apx number of hours per week: 1 Apx number of hours during trading hours: 1 Brief description of duties: Manage payments and expenses;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-08
S63 Uniform Securities Agent State Law Examination 1992-07-27
  • S65 Uniform Investment Adviser Law Examination
    1993-09-08
  • S63 Uniform Securities Agent State Law Examination
    1992-07-27

View on SEC IAPD

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