Michael Joseph Sterling

Current Employers

Employment History

• 07/1992 → 11/2023
  Fsc Securities Corporation
  Raleigh, NC
• 01/1995 → Present
  Banyan, Rock And Talent Insurance Agency
  Raleigh, NC
• 11/2023 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2007-03-30 → 2023-11-03
  Fsc Securities Corporation
  Raleigh, NC
  Fayetteville, NC
  Raleigh, NC

Other Businesses

1) BANYAN, ROCK, AND TALENT INSURANCE AGENCY POSITION: Partner - NATURE: Partnership - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: 3356 Six Forks Road, Raleigh NC 27609, United States DESCRIPTION: I am in partnership with Brant Spesshardt and oversee several agents and collect rent for this entity which is located in my office. 2) BANYAN, ROCK, AND TALENT PERSONAL FINANCIAL CONSULTANTS, INC. POSITION: President/CEO NATURE: C-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2002 ADDRESS: 3356 Six Forks Road, Raleigh NC 27609, United States DESCRIPTION: President/CEO, this is my DBA to market my securities business and process payroll. 3) PARK PLACE, LLC POSITION: Manager NATURE: This is an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/14/2022 ADDRESS: 3356 Six Forks Rd, Raleigh NC 27609-7233, United States DESCRIPTION: I collect rent, handle maintenance items, pay property taxes and insurance. My financial planning firm Banyan, Rock and Talent is the only tenant in this property.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-13
• S63 Uniform Securities Agent State Law Examination
  1992-07-16

Other Names

• Mike Sterling
• Michael Sterling