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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| MD | RA | APPROVED | 2002-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cumberland | MD | 10/2002 | Present |
1. 10/28/2002: NON-VARIABLE INSURANCE - SELLING FIXED INSURANCE - FROSTBURG, MD. 2. 8/14/2013: OTHER-NOTARY - NOTARY SERVICES FOR CLIENTS ONLY AND NOT ACCEPTING FEES. - FROSTBURG, MD. 3. 10/30/2020 - Madison Brokerage Corp - Investment Related - 65 Madison Ave., #200, Morristown, NJ 07960 - Non-Variable Insurance - Started 10/02/2020 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-24 |
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