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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

888 San Clemente Drive Ste 400, Newport Beach, CA 92260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 06/2005 Present
Other Businesses

1) Name of Business: Seniors Helping Seniors./ Address; United States./ Nature: Provide certain medical and non-medical personal services such as companion care, Homemaker services, transportation, shopping and errands, light handyman and repair services, personal care, Alzheimer's/dementia care and TeleCare, assistive technologies, facility referral services, adult day care; and medical and home health services including nursing, medication management, health monitoring, wound care, catheter management, injections and blood draws, occupational therapy and rehabilitation therapy./ Role: Proprietor / owner./ Duty: Hiring and managing employees, prospecting for and managing clients, managing payroll. 2) Living Well Home Care, TustinCalifornia United States-92780, Partnership, Health Care & Pharmaceuticals, Home and companionship care for elderly, Partner, Hiring and firing of caretakers, obtaining clients, overseeing overall business activities, hiring and firing of managers and supervisors of business, start date-10/2/2023. 3) CRMR Incorporated, OrangeCAUnited States-92869, Company, Health Care & Pharmaceuticals, Holding corporation for Living Well Home Care OC, Proprietor / owner, Managing day to day operations, supervising employees, and marketing to acquire new clients, start date-3/1/2024, investment related-Yes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-15
S63 Uniform Securities Agent State Law Examination 1992-09-03
  • S65 Uniform Investment Adviser Law Examination
    1992-09-15
  • S63 Uniform Securities Agent State Law Examination
    1992-09-03
Other Names
  • Ryan Lejano

View on SEC IAPD

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