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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
888 San Clemente Drive Ste 400, Newport Beach, CA 92260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 06/2005 | Present |
1) Name of Business: Seniors Helping Seniors./ Address; United States./ Nature: Provide certain medical and non-medical personal services such as companion care, Homemaker services, transportation, shopping and errands, light handyman and repair services, personal care, Alzheimer's/dementia care and TeleCare, assistive technologies, facility referral services, adult day care; and medical and home health services including nursing, medication management, health monitoring, wound care, catheter management, injections and blood draws, occupational therapy and rehabilitation therapy./ Role: Proprietor / owner./ Duty: Hiring and managing employees, prospecting for and managing clients, managing payroll. 2) Living Well Home Care, TustinCalifornia United States-92780, Partnership, Health Care & Pharmaceuticals, Home and companionship care for elderly, Partner, Hiring and firing of caretakers, obtaining clients, overseeing overall business activities, hiring and firing of managers and supervisors of business, start date-10/2/2023. 3) CRMR Incorporated, OrangeCAUnited States-92869, Company, Health Care & Pharmaceuticals, Holding corporation for Living Well Home Care OC, Proprietor / owner, Managing day to day operations, supervising employees, and marketing to acquire new clients, start date-3/1/2024, investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-03 |
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