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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2000-12-31 |
Branch Locations
300 North Greene Street Suite 295, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Greensboro | NC | 06/1989 | Present |
| Mml Investors Services, Llc | Greensboro | NC | 04/1992 | Present |
(1) NAME: COMPENSATION SYSTEMS, INC INV REL: Y ADDR: 300 N GREENE ST, STE 295, GREENSBORO, NC 27401 NATURE: TPA/PENSION SERVICES POSITION: OFFICER/SECRETARY START: 1/1/1995 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (2) NAME: LARRY G FOSTER, JR INV REL: Y ADDR: 300 N GREEN ST, STE 295, GREENSBORO, NC 27401 NATURE: INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH, GROUP DI, EMPLOYEE BENEFIT SERVICES POSITION: SALES START: 6/30/1989 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10. (3) NAME: CSI WEALTH MANAGEMENT, LLC INV REL: Y ADDR: 300 N GREEN ST, STE 295, GREENSBORO, NC 27401 NATURE: FINANCIAL SERVICES POSITION: OFFICER START: 06/18/2013 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-28 |
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