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Sean Taro Hara

LPl Financial LLC

Dothan, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
AL RA APPROVED 1999-07-23
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • AL RA
    APPROVED
    Since 1999-07-23

Branch Locations

256 Honeysuckle Road, Suite 21, Dothan, AL 36305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Dothan AL 07/1999 Present
  • 07/1999 → Present
    Linsco/Private Ledger Corp.
    Dothan, AL
Other Businesses

1. INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES / DOTHAN, AL / APPROVED 3-3-03 2. 10/14/08- HARA FINANCIAL SERVICES/ DBA ONLY/ DOTHAN, AL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-15
S63 Uniform Securities Agent State Law Examination 1992-07-01
  • S65 Uniform Investment Adviser Law Examination
    1994-07-15
  • S63 Uniform Securities Agent State Law Examination
    1992-07-01

View on SEC IAPD

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SAMUEL W ROBINSON
KATHRYN MCKEE WOODHAM
KENNETH MICHAEL WOODHAM
Taylor Takashi Hara

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DOTHAN, AL
PARK AVENUE SECURITIES LLC · DOTHAN, AL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · DOTHAN, AL
PNC WEALTH MANAGEMENT LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
CETERA INVESTMENT ADVISERS LLC · DOTHAN, AL
EDWARD JONES · Dothan, AL
LPL FINANCIAL LLC · DOTHAN, AL

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