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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-20
CT RA APPROVED 2025-06-18
  • FL RA
    APPROVED
    Since 2025-06-20
  • CT RA
    APPROVED
    Since 2025-06-18

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

330 Roberts Street, Suite 402, East Hartford, CT 06108 • United States

Lakewood Ranch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/1999 06/2025
Machuga Financial Services East Hartford CT 10/1999 01/2022
Machuga Financial East Hartford CT 01/2022 06/2025
Kestra Investment Services Llc East Hartford CT 06/2025 Present
Kestra Advisory Services Llc East Hartford CT 06/2025 Present
  • 10/1999 → 06/2025
    Waltham, MA
  • 10/1999 → 01/2022
    Machuga Financial Services
    East Hartford, CT
  • 01/2022 → 06/2025
    Machuga Financial
    East Hartford, CT
  • 06/2025 → Present
    Kestra Investment Services Llc
    East Hartford, CT
  • 06/2025 → Present
    East Hartford, CT
Previous Registrations
Other Businesses

Name; KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/16/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: MACHUGA FINANCIAL POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 06/16/2025 ADDRESS: 330 Roberts Street, Suite 402, East Hartford CT 06108, United States DESCRIPTION: I have several existing clients with fixed products that I service. Sales of new products are rare and usually amount to none in any year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-12
S63 Uniform Securities Agent State Law Examination 1994-04-12
  • S65 Uniform Investment Adviser Law Examination
    1999-11-12
  • S63 Uniform Securities Agent State Law Examination
    1994-04-12
Designations

View on SEC IAPD

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