Richard Alan Fletcher

Employer firm

The Kelly Group CRD 310140

$1.13B regulatory AUM 11 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 05/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 08/2018 → 10/2020
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2018 → 10/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 08/2013 → Present
  The Kelly Group
  Bel Air, MD

Previous Registrations

• 2018-08-01 → 2020-10-21
  Cambridge Investment Research Advisors, Inc.
  Bel Air, MD
• 2012-11-09 → 2018-06-05
  Edelman Financial Services, Llc
  Towson, MD
  Fairfax, VA
  Towson, MD
• 1998-06-12 → 2012-10-24
  Strategic Advisers Llc
  Towson, MD
  Annapolis, MD
  Towson, MD
  Towson, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-02
• S63 Uniform Securities Agent State Law Examination
  1995-07-11

Designations

• Certified Financial Planner

Other Names

• Rick Fletcher