Inactive

Richard Alan Fletcher

The Kelly Group

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Current Employers

The Kelly Group

48 East Gordon Street, Bel Air, MD 21014 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01
TX	RA	APPROVED	2022-02-01
DE	RA	APPROVED	2020-10-21
NC	RA	APPROVED	2020-10-21
PA	RA	APPROVED	2020-10-21

MD RA
APPROVED

Since 2025-01-01
TX RA
APPROVED

Since 2022-02-01
DE RA
APPROVED

Since 2020-10-21
NC RA
APPROVED

Since 2020-10-21
PA RA
APPROVED

Since 2020-10-21

Branch Locations

48 East Gordon Street, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ef Legacy Securities, Llc	Henrico	VA	04/2016	05/2018
Cambridge Investment Research, Inc.	Fairfield	IA	08/2018	10/2020
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	08/2018	10/2020
The Kelly Group	Bel Air	MD	08/2013	Present

04/2016 → 05/2018

Ef Legacy Securities, Llc

Henrico, VA
08/2018 → 10/2020

Cambridge Investment Research, Inc.

Fairfield, IA
08/2018 → 10/2020

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
08/2013 → Present

The Kelly Group

Bel Air, MD

Previous Registrations

2018-08-01 → 2020-10-21

Cambridge Investment Research Advisors, Inc.

Bel Air, MD
2012-11-09 → 2018-06-05

Edelman Financial Services, Llc

Towson, MD

Fairfax, VA

Towson, MD
1998-06-12 → 2012-10-24

Strategic Advisers Llc

Towson, MD

Annapolis, MD

Towson, MD

Towson, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-02
S63	Uniform Securities Agent State Law Examination	1995-07-11

S65 Uniform Investment Adviser Law Examination

1998-03-02
S63 Uniform Securities Agent State Law Examination

1995-07-11

Designations

Other Names

Rick Fletcher

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

OSAIC WEALTH, INC.

FOUNDERS FINANCIAL SECURITIES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

TRUIST ADVISORY SERVICES, INC.

Other Investors

MELISSA MARIE MULLAN

ERIK LOUIS KELLER

ADAM WILLIS FREELAND

Michael Hax Clayton

Bryan Angelilli

ALEC LLOYD MOURING

JOSEPH MICHAEL ANDERSEN

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD

OSAIC WEALTH, INC. · BEL AIR, MD

FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

More in Bel Air, MD

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