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Gary Lee Pendry

Stephens

Winston-Salem, NC

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-16
NC RA APPROVED 2012-06-12
  • TX RA
    APPROVED_RES
    Since 2014-04-16
  • NC RA
    APPROVED
    Since 2012-06-12

Branch Locations

101 S. Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Winston-Salem NC 06/2012 06/2022
Stephens Inc. Winston-Salem NC 06/2022 Present
  • 06/2012 → 06/2022
    Stephens Inc.
    Winston-Salem, NC
  • 06/2022 → Present
    Stephens Inc.
    Winston-Salem, NC
Previous Registrations
Other Businesses

TRINITY WORSHIP CENTER - 3157 S CHURCH ST, BURLINGTON, NC - NOT INVESTMENT RELATED - NON PROFIT CHURCH - FINANCE COMMITTEE MEMBER - MARCH 1, 2015 - ONE MEETING PER QUARTER DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-12
S63 Uniform Securities Agent State Law Examination 1992-06-02
  • S65 Uniform Investment Adviser Law Examination
    1992-06-12
  • S63 Uniform Securities Agent State Law Examination
    1992-06-02

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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