Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stephens CRD 3496
$18.0B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-16 |
| NC | RA | APPROVED | 2012-06-12 |
Branch Locations
101 S. Stratford Road, Winston-Salem, NC 27104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Winston-Salem | NC | 06/2012 | 06/2022 |
| Stephens Inc. | Winston-Salem | NC | 06/2022 | Present |
TRINITY WORSHIP CENTER - 3157 S CHURCH ST, BURLINGTON, NC - NOT INVESTMENT RELATED - NON PROFIT CHURCH - FINANCE COMMITTEE MEMBER - MARCH 1, 2015 - ONE MEETING PER QUARTER DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-02 |
Reach out to this advisor