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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 01/2015 → Present
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-07-30 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

NAME: Marwin Plaza LLC INV REL: Y ADD:62 W Marshall Rd Lansdowne, PA 19050 NATURE: Simple Rental Property (e.g. vacation home/res)/Inherited family property which is rental real estate owned with my brother and sister POSITION: Part Owner START DATE: 1/1/2019 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: Mark Fuessinger INV REL: Y ADD: 16 Campus Blvd, Newtown Square, PA 19073 NATURE: NonMMLIA Insurance/Health POSITION: Agent START DATE: 02/1993 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-12-22
  • S63 Uniform Securities Agent State Law Examination
    1992-12-22

View on SEC IAPD

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