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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2021-05-03 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1300 Sw 5Th Fl 18Th Fl, Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Portland | OR | 06/2009 | Present |
| Wells Fargo Clearing Services, Llc | Portland | OR | 02/2021 | Present |
PERSONAL REPRESENTATIVE FOR MOTHER, INV RELATED, PORTLAND, OR, START: 2/26/2021, 8 HRS/MONTH, 1 HR DURING TRADING.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-17 |
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