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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-26
WI RA APPROVED 2012-10-26
  • TX RA
    APPROVED
    Since 2012-10-26
  • WI RA
    APPROVED
    Since 2012-10-26

Branch Locations

7780 Elmwood Ave Ste 203 [Satellite], Middleton, WI 53562 • United States

3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Middleton WI 10/2012 Present
Previous Registrations
Other Businesses

INTEGRITY WEALTH ADVISORS, INV RELATED, MIDDLETON, WI, SENIOR FINANCIAL ASSOCIATE, START 10/22/2012, 120 HOURS PER MONTH, 120 HOURS DURING TRADING, RIA. PRINCETON HARRIMAN INSURANCE SOLUTIONS; INV. RELATED; SARASOTA, FL; FINANCIAL ADVISOR; START DATE 12/1/2024; 8 HOURS PER MONTH; 8 HOURS DURING BUSINESS. SCOTT WHITCOMB, LLC ; INV RELATED; VERONA, WI; FINET PRACTICE;100% OWNERSHIP; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-25
S63 Uniform Securities Agent State Law Examination 1992-05-29
  • S65 Uniform Investment Adviser Law Examination
    1999-06-25
  • S63 Uniform Securities Agent State Law Examination
    1992-05-29

View on SEC IAPD

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