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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED_RES | 2023-04-27 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
990 E South Blvd., Suite 100, Troy, MI 48025 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osiwala & Associates Strategic Investment Services | Troy | MI | 12/1993 | 04/2023 |
| National Planning Corporation | Troy | MI | 05/2007 | 06/2017 |
| Mutual Securities, Inc. | Camarillo | CA | 06/2017 | Present |
| Barber Financial Group, Llc. | Troy | MI | 06/2017 | 04/2023 |
| Modern Wealth Management, Llc | Lenexa | KS | 04/2023 | Present |
1. Osiwala Properties, LLC., Start Date: 04/01/14, 990 E. South Blvd, Suite 100, Troy, MI 48085, Building Owner/Landlord, Not Investment Related, .5 hours per month, 0 hours per day during trading hours. 2. Independent Insurance Agent, Sole Proprietor, Start Date: 06/27/2017, 990 E South Blvd., Suite 100, Troy, MI 48085, Insurance Transactions, Insurance Agent, Not Investment Related, 1 hour per month, .25 hours per day during trading hours. 3. Modern Wealth Management, LLC., Start Date: 04/24/2023, 990 E South Blvd., Ste. 100, Troy, MI 48085, LLC, RIA, Managing Director, Managing Director in Troy MI office, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 4. Modern Wealth Holdings, LLC., Start Date: 04/01/2023, 990 E. South Blvd., Ste. 100, Troy, MI 48312, LLC, Insurance Agency, Insurance Agent, Recommend and sell Insurance Products, Not Investment Related, 1-5 Hours per month, 1-5 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-21 |
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