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Kenneth Lawrence Osiwala

Modern Wealth Management, LLC

Kansas City, MO

Troy, MI

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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-04-28
TX RA APPROVED_RES 2023-04-27
  • MI RA
    APPROVED
    Since 2023-04-28
  • TX RA
    APPROVED_RES
    Since 2023-04-27

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

990 E South Blvd., Suite 100, Troy, MI 48025 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Osiwala & Associates Strategic Investment Services Troy MI 12/1993 04/2023
National Planning Corporation Troy MI 05/2007 06/2017
Mutual Securities, Inc. Camarillo CA 06/2017 Present
Barber Financial Group, Llc. Troy MI 06/2017 04/2023
Modern Wealth Management, Llc Lenexa KS 04/2023 Present
  • 12/1993 → 04/2023
    Osiwala & Associates Strategic Investment Services
    Troy, MI
  • 05/2007 → 06/2017
    National Planning Corporation
    Troy, MI
  • 06/2017 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 06/2017 → 04/2023
    Barber Financial Group, Llc.
    Troy, MI
  • 04/2023 → Present
    Lenexa, KS
Previous Registrations
  • 2017-07-14 → 2023-12-07
    Barber Financial Group
    Troy, MI
    Lenexa, KS
  • 2011-01-06 → 2017-12-14
    Osiwala Financial Group, Llc
    Troy, MI
  • 2010-05-20 → 2017-06-26
    National Planning Corporation
    Bingham Farms, MI
    El Segundo, CA
    Troy, MI
Other Businesses

1. Osiwala Properties, LLC., Start Date: 04/01/14, 990 E. South Blvd, Suite 100, Troy, MI 48085, Building Owner/Landlord, Not Investment Related, .5 hours per month, 0 hours per day during trading hours. 2. Independent Insurance Agent, Sole Proprietor, Start Date: 06/27/2017, 990 E South Blvd., Suite 100, Troy, MI 48085, Insurance Transactions, Insurance Agent, Not Investment Related, 1 hour per month, .25 hours per day during trading hours. 3. Modern Wealth Management, LLC., Start Date: 04/24/2023, 990 E South Blvd., Ste. 100, Troy, MI 48085, LLC, RIA, Managing Director, Managing Director in Troy MI office, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 4. Modern Wealth Holdings, LLC., Start Date: 04/01/2023, 990 E. South Blvd., Ste. 100, Troy, MI 48312, LLC, Insurance Agency, Insurance Agent, Recommend and sell Insurance Products, Not Investment Related, 1-5 Hours per month, 1-5 Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-29
S63 Uniform Securities Agent State Law Examination 1993-06-21
  • S65 Uniform Investment Adviser Law Examination
    2010-03-29
  • S63 Uniform Securities Agent State Law Examination
    1993-06-21

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