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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
KS RA APPROVED 1997-12-19
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • KS RA
    APPROVED
    Since 1997-12-19

Branch Locations

8118 E Douglas Ave Ste 105, Wichita, KS 67206-2364 • United States

Derby, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wichita KS 09/2005 03/2020
Ameriprise Financial Services, Llc Wichita KS 03/2020 Present
Other Businesses

Business Ownership; RJJR Inc.; Co-owner; Sub S corporation that owns our 2 office suites. I am a 50% owner of the Sub S. Used to manage 2 office suites including collecting rent for the office suites and paying associated expenses for the office suites and building.; 8118 E Douglas, Suite 105, , Wichita, KS, 67206; Not Investment-Related; 02/01/2008; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-22
  • S63 Uniform Securities Agent State Law Examination
    1992-05-22
Other Names
  • David J Pater
  • David James Pater

View on SEC IAPD

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