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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-26 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
8900 S Howell, Oak Creek, WI 53154 • United States
One Main Street, Racine, WI 53403 • United States
2440 Four Mile Rd, Racine, WI 53402 • United States
Racine, WI • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Brokerage Services | Milwaukee | WI | 12/2007 | Present |
| M&I Insurance Services Inc | Milwaukee | WI | 12/2007 | Present |
| M&I Trust Company | Milwaukee | WI | 12/2007 | Present |
| Bmo Harris Bank Na | Milwauke | WI | 07/2011 | Present |
| Bmo Harris Financial Advisors, Inc. | Brookfield | WI | 08/2012 | Present |
| Lpl Financial Llc | Oak Creek | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - OAK CREEK, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-26 |
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