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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-02-13
  • CA RA
    APPROVED
    Since 2008-02-13

Branch Locations

40 Ragsdale Dr Ste 160, Monterey, CA 93940 • United States

920 Saratoga Ave Ste 105C, San Jose, CA 95129 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Jose CA 01/2008 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Previous Registrations
Other Businesses

Other Business Activities; Geldkuh; Is a pass through entity used to created my own individual 401k with Amerirprise Financial.; 4045 Hidden Valley Lane San Jose, CA 95127, ,; Not Investment-Related; 12/31/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-28
  • S66 Uniform Combined State Law Examination
    2005-12-28
Other Names
  • Herminia Garcia

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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